Design a scalable strategy with offensive and defensive tactics, allowing you to play your strategic chess board.

GLORY

First things come first.

The Wall Street Kool-Aid is poorly equipped to provide a solution for an executive focused on preserving and enhancing their concentrated company stock position, guiding their 401(k) company retirement plan, increasing equity ownership in primary residence, and growing monthly contributions to a core equity portfolio.

We engage through limited offering to contain costs and design a scalable strategy with offense and defense tactics, allowing you to play your strategic chess board to the next stage in your professional journey.

Context of the Market
Dynamic asset-level investing
Standard
Rank market field position and leadership
Standard
Systematic ways to play offense and defense
Cash bogey test
Standard
Money market percentile rank
Standard
SPX vs. money market
Standard
Asset scoring — stocks/funds
Trend analysis
Standard
Peer-relative strength
Standard
Market-relative strength
Standard
What the industry provides vs. what investors want
People and Strategy
Get a risk profile
Standard
Define your risk vs. reward thresholds
Get a plan
Fixed Rate
Measure your lifestyle expectation vs. market results
Get a framework strategy
Standard
Company stock-asset score
Standard
401(k) holding matrix asset score
Standard
Financial planning
Fixed Rate
Risk allocation statement
Fixed Rate
Company stock monetization strategy
Fixed Rate
One-page plan
Fixed Rate
Life insurance strategy
Fixed Rate
Property and casualty insurance strategy
Fixed Rate
Tax strategy
Fixed Rate
Legal strategy
Fixed Rate
Liquidity strategy
Fixed Rate
Lending strategy
Fixed Rate
Get a goal — define success
Define your key performance indicators (KPIs)
Fixed Rate
Get a dashboard
Fixed Rate
Report and track progress to goal regularly
Fixed Rate
Report and track successes and failures, including what was learned
Fixed Rate
This is a journey, not a destination … do it again.
Execution and Results
Executive benefit analysis
Standard
Company stock analysis daily — alert if status change
Company stock-asset scoring
Standard
Restricted stock units (RSU)
Standard
Incentive stock options (NQSO and QSO)
Standard
Executive retirement plan
401(k) plan holdings stack ranked monthly
Standard
Executive deferred compensation
Fixed Rate
Asset management and reporting
Technical “stress test” of current holdings
Standard
DIY advisory account
Standard
PFO tactical “TILT” asset management
Asset Mgmt Fee
PFO balanced asset management
Asset Mgmt Fee
PFO sector stock asset management
Asset Mgmt Fee
PFO “core” asset management
Asset Mgmt Fee
PFO ETF alchemy
Asset Mgmt Fee
Review and reporting — annual, semiannual, quarterly
Standard (Annual)
Account aggregator
Standard
Bank, brokerage, mortgage, lending, credit card, etc.
Tax/legal document vault
Standard
Home office visit
Negotiated
RJ St. Petersburg, Florida, home office visit
PFO Crested Butte, Colorado, home office visit
PFO Plano, Texas, home office visit

Standard – Included under the overall fee for this service plan.

Fixed Rate – Optional and can be included for an additional fixed cost.

Asset Management Fee – Optional and can be included for an additional fee.

Every investor’s situation is unique, and you should consider your investment goals, risk tolerance, and time horizon before making any investment. Investing involves risk, and you may incur a profit or loss regardless of strategy selected. 

For a complete list of fees and available services, please consult the most current Form ADV (Part 2A) and the Client Services Agreement that you may obtain from your Advisor.

CONTACT US

Learn more from a Pulliam Family Office representative.

Give us a call, and we’ll take it from there.